Filing Details
- Accession Number:
- 0001209191-20-045982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-10 17:19:54
- Reporting Period:
- 2020-08-07
- Accepted Time:
- 2020-08-10 17:19:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315416 | David Portnoy | 700 Brooker Creek Blvd Suite 1800 Oldsmar FL 34677 | Chairman, Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-07 | 300 | $8.80 | 91,329 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2020-08-07 | 1,000 | $8.89 | 92,329 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2020-08-07 | 1,000 | $8.90 | 93,329 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2020-08-10 | 6,000 | $9.00 | 437,691 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 152,724 | Indirect | By Corporation |
Common Stock | 14,761 | Indirect | as Custodian for Daughter |
Common Stock | 9,974 | Indirect | As Custodian for Son |
Common Stock | 85,364 | Indirect | By Spouse |
Common Stock | 59,027 | Indirect | By LLC |
Common Stock | 199,080 | Indirect | By IRA |
Common Stock | 55,219 | Indirect | By Corporation |
Common Stock | 10,783 | Indirect | As Custodian for Son |
Common Stock | 10,783 | Indirect | As Custodian for Son |
Common Stock | 10,783 | Indirect | As Custodian for Son |
Common Stock | 9,122 | Indirect | As Custodian for Daughter |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
Common Stock | Stock Option | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option | $3.14 | 2016-04-15 | 2026-04-15 | 70,270 | 70,270 | Direct |
Common Stock | Stock Option | $7.92 | 2013-03-08 | 2023-03-08 | 23,636 | 23,636 | Direct |
Common Stock | Stock Option | $7.53 | 2019-08-30 | 2029-08-30 | 26,243 | 26,243 | Direct |
Common Stock | Stock Option | $7.28 | 2019-12-20 | 2029-12-20 | 23,636 | 23,636 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-01 | 200,000 | 200,000 | Direct |
2021-08-31 | 100,000 | 100,000 | Direct |
2026-04-15 | 70,270 | 70,270 | Direct |
2023-03-08 | 23,636 | 23,636 | Direct |
2029-08-30 | 26,243 | 26,243 | Direct |
2029-12-20 | 23,636 | 23,636 | Direct |
Footnotes
- Shares of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary and as the managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
- Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
- Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
- Stock options vest 1/3 on the date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
- Stock Options will vest 1/3 on the date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
- Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
- Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.