Filing Details

Accession Number:
0001209191-20-045919
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-10 16:02:00
Reporting Period:
2020-08-06
Accepted Time:
2020-08-10 16:02:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG () OH
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942061 Craig S Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-20 5,484 $0.00 1,877,118 No 5 G Indirect Indirect #1
Common Stock Acquisiton 2020-08-06 3,000 $63.20 1,880,118 No 4 P Indirect Indirect #1
Common Stock Acquisiton 2020-08-06 3,000 $63.20 1,215,690 No 4 P Indirect Indirect #2
Common Stock Acquisiton 2020-08-06 3,000 $63.20 3,000 No 4 P Indirect Indirect #4
Common Stock Acquisiton 2020-08-06 3,000 $63.20 3,000 No 4 P Indirect Indirect #5
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Indirect #1
No 4 P Indirect Indirect #1
No 4 P Indirect Indirect #2
No 4 P Indirect Indirect #4
No 4 P Indirect Indirect #5
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2020-08-06 17,412 $62.88 17,412 $62.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,908 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 113,229 Indirect Indirect #3
Common Stock 82,788 Indirect 401(k) plan
Footnotes
  1. On April 17, 2020, Indirect #1 transferred 1,250,000 to Indirect #2 and on June 30, 2020 Indirect #2 transferred 1,877,118 to Indirect #1.
  2. Indirect #1: Shares held by a trust where the reporting person serves as trustee.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).
  4. Indirect #2: Shares held by a trust where the reporting person serves as trustee.
  5. Indirect #3: Shares held by a trust where the reporting person's spouse serves as trustee.
  6. Indirect #4: Shares held by a trust where the reporting person serves as trustee.
  7. Indirect #5: Shares held by a trust where the reporting person serves as trustee.
  8. Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan.
  9. Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.