Filing Details
- Accession Number:
- 0001209191-20-045919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-10 16:02:00
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-10 16:02:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042046 | American Financial Group Inc | AFG | () | OH |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
942061 | Craig S Lindner | 301 East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-20 | 5,484 | $0.00 | 1,877,118 | No | 5 | G | Indirect | Indirect #1 |
Common Stock | Acquisiton | 2020-08-06 | 3,000 | $63.20 | 1,880,118 | No | 4 | P | Indirect | Indirect #1 |
Common Stock | Acquisiton | 2020-08-06 | 3,000 | $63.20 | 1,215,690 | No | 4 | P | Indirect | Indirect #2 |
Common Stock | Acquisiton | 2020-08-06 | 3,000 | $63.20 | 3,000 | No | 4 | P | Indirect | Indirect #4 |
Common Stock | Acquisiton | 2020-08-06 | 3,000 | $63.20 | 3,000 | No | 4 | P | Indirect | Indirect #5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Indirect #1 |
No | 4 | P | Indirect | Indirect #1 |
No | 4 | P | Indirect | Indirect #2 |
No | 4 | P | Indirect | Indirect #4 |
No | 4 | P | Indirect | Indirect #5 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Acquisiton | 2020-08-06 | 17,412 | $62.88 | 17,412 | $62.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,908 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 113,229 | Indirect | Indirect #3 |
Common Stock | 82,788 | Indirect | 401(k) plan |
Footnotes
- On April 17, 2020, Indirect #1 transferred 1,250,000 to Indirect #2 and on June 30, 2020 Indirect #2 transferred 1,877,118 to Indirect #1.
- Indirect #1: Shares held by a trust where the reporting person serves as trustee.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).
- Indirect #2: Shares held by a trust where the reporting person serves as trustee.
- Indirect #3: Shares held by a trust where the reporting person's spouse serves as trustee.
- Indirect #4: Shares held by a trust where the reporting person serves as trustee.
- Indirect #5: Shares held by a trust where the reporting person serves as trustee.
- Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan.
- Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.