Filing Details
- Accession Number:
- 0001559909-20-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-10 15:15:06
- Reporting Period:
- 2020-08-07
- Accepted Time:
- 2020-08-10 15:15:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559909 | Harvest Capital Credit Corp | HCAP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | C/O Harvest Capital Credit Corporation 767 Third Avenue, 29Th Floor New York NY 10017 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-07 | 2,800 | $3.95 | 864,273 | No | 4 | P | Indirect | By Jolson 1991 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,000 | Direct | |
Common Stock | 35,768 | Indirect | By Foundation |
Footnotes
- The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from $3.88 to $4.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
- Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.