Filing Details

Accession Number:
0001312109-20-000117
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-08-07 21:03:15
Reporting Period:
2020-05-26
Accepted Time:
2020-08-07 21:03:15
Original Submission Date:
2020-05-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1758463 Charles Robert Campbell 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-05-26 1,274 $14.85 101,578 No 4 S Direct
Class A Common Stock Disposition 2020-05-26 1,748 $15.00 99,830 No 4 S Direct
Class A Common Stock Disposition 2020-05-26 6,226 $15.40 93,604 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,500 2,500 Direct
Footnotes
  1. On May 12, 2020 the Reporting Person transferred all of his indirect holdings held by RCAMCORP to his direct holdings. All sales of the Issuer's Class A common stock reported by the Reporting Person on Form 4s filed on May 28, May 29, June 2, June 4, and June 5, 2020 incorrectly reflected sales from his indirect holdings. This amendment corrects those Form 4s to reflect that such sales were made from the Reporting Person's direct holdings.
  2. This share amount was previously incorrectly reported as 3,422 in a Form 4 filed on May 28, 2020, which form was subsequently amended in a From 4/A filed on June 8, 2020 with the addition of footnote 1 above.
  3. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  4. The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.