Filing Details
- Accession Number:
- 0001312109-20-000117
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 21:03:15
- Reporting Period:
- 2020-05-26
- Accepted Time:
- 2020-08-07 21:03:15
- Original Submission Date:
- 2020-05-28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1758463 | Charles Robert Campbell | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-05-26 | 1,274 | $14.85 | 101,578 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-05-26 | 1,748 | $15.00 | 99,830 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-05-26 | 6,226 | $15.40 | 93,604 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,500 | 2,500 | Direct |
Footnotes
- On May 12, 2020 the Reporting Person transferred all of his indirect holdings held by RCAMCORP to his direct holdings. All sales of the Issuer's Class A common stock reported by the Reporting Person on Form 4s filed on May 28, May 29, June 2, June 4, and June 5, 2020 incorrectly reflected sales from his indirect holdings. This amendment corrects those Form 4s to reflect that such sales were made from the Reporting Person's direct holdings.
- This share amount was previously incorrectly reported as 3,422 in a Form 4 filed on May 28, 2020, which form was subsequently amended in a From 4/A filed on June 8, 2020 with the addition of footnote 1 above.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.