Filing Details

Accession Number:
0001246360-11-001898
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-31 16:40:07
Reporting Period:
2011-03-30
Filing Date:
2011-03-31
Accepted Time:
2011-03-31 16:40:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1174817 T George Crawford C/O Berry Petroleum Company
5201 Truxtun Ave.
Bakersfield CA 93309
Snr Vp Of Ca Production No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-03-30 20,000 $8.25 21,969 No 4 M Direct
Class A Common Stock Acquisiton 2011-03-30 19 $0.00 3,918 No 4 J Indirect Held in 401(k) Plan
Class A Common Stock Disposition 2011-03-30 20,000 $49.94 1,969 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 J Indirect Held in 401(k) Plan
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Nonstatutory Stock Option 12-6-02 Disposition 2011-03-30 20,000 $0.00 20,000 $8.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-12-06 2012-12-06 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 12-05-03 $9.97 2004-12-05 2013-12-05 40,000 40,000 Direct
Class A Common Stock Nonstatutory Stock Option 11-23-04 $21.58 2005-11-23 2014-11-23 40,000 40,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2006-12-15 2015-12-15 20,000 20,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2007-12-15 2016-12-14 20,000 20,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-12-14 2017-12-13 4,759 4,759 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 14,279 14,279 Direct
Class A Common Stock 2008 Restricted Stock Units $0.00 2009-12-12 2018-12-11 26,667 26,667 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 19,594 19,594 Direct
Class A Common Stock Perf Based RSUs 3-16-10 $0.00 2012-12-31 2012-12-31 8,261 8,261 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 6,444 6,444 Direct
Class A Common Stock Non-Statutory Stock Option 3-3-2011 - $48.50 $48.50 2012-03-02 2021-03-02 7,395 7,395 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 5,637 5,637 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-05 40,000 40,000 Direct
2014-11-23 40,000 40,000 Direct
2015-12-15 20,000 20,000 Direct
2016-12-14 20,000 20,000 Direct
2017-12-13 4,759 4,759 Direct
2017-12-13 14,279 14,279 Direct
2018-12-11 26,667 26,667 Direct
2019-12-11 19,594 19,594 Direct
2012-12-31 8,261 8,261 Direct
2021-03-02 6,444 6,444 Direct
2021-03-02 7,395 7,395 Direct
2021-03-02 5,637 5,637 Direct
Footnotes
  1. 1 for 1
  2. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  3. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. 1 for 1
  6. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
  7. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  8. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  9. Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary.