Filing Details
- Accession Number:
- 0001433195-20-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 19:41:31
- Reporting Period:
- 2020-08-05
- Accepted Time:
- 2020-08-07 19:41:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433195 | Appfolio Inc | APPF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1315423 | Kathleen Ida Kane | 50 Castilian Drive Santa Barbara CA 93117 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-08-05 | 2,500 | $0.00 | 2,500 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 200 | $155.07 | 2,300 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 212 | $156.69 | 2,088 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 492 | $157.86 | 1,596 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 517 | $158.92 | 1,079 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 500 | $160.53 | 579 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 481 | $161.49 | 98 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-05 | 98 | $162.24 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-08-05 | 2,500 | $0.00 | 2,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,436 | No | 4 | C | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 plan adopted by Ms. Kane on or around September 5, 2019.
- This transaction was executed in multiple trades with sales prices ranging from $155.04 to $155.09. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $156.45 to $156.92. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $157.48 to $158.45. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $158.56 to $159.51. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $159.99 to $160.81. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- This transaction was executed in multiple trades with sales prices ranging from $161.04 to $161.72. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
- All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
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