Filing Details
- Accession Number:
- 0000842295-11-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-31 16:28:57
- Reporting Period:
- 2011-03-31
- Filing Date:
- 2011-03-31
- Accepted Time:
- 2011-03-31 16:28:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 842295 | Tor Minerals International Inc | TORM | Industrial Inorganic Chemicals (2810) | 742081929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268225 | Olaf Karasch | P.o. Box 2544 Corpus Christi TX 78403 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-31 | 7,972 | $7.48 | 7,972 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option Right to Buy | Disposition | 2011-03-31 | 1,000 | $5.45 | 1,000 | $5.45 |
| Common Stock | Option Right to Buy | Disposition | 2011-03-31 | 2,348 | $10.25 | 2,348 | $10.25 |
| Common Stock | Option Right to Buy | Disposition | 2011-03-31 | 1,000 | $2.90 | 1,000 | $2.90 |
| Common Stock | Option Right to Buy | Disposition | 2011-03-31 | 3,624 | $7.50 | 3,624 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-16 | 2011-05-16 | No | 4 | X | Direct |
| 7,652 | 2007-07-17 | 2016-07-17 | No | 4 | X | Direct |
| 0 | 2009-11-30 | 2019-08-21 | No | 4 | X | Direct |
| 0 | 2010-06-18 | 2020-06-18 | No | 4 | X | Direct |
Footnotes
- Purchase of 7,972 shares of TOR's Common Stock through the exercise of various employee incentive stock options with an average exercise price of $7.4758 per share
- Exercise of 1,000 Incentive Stock options, granted 5/16/2001 with an exercise price of $5.45 and an expiration date of 5/16/2011
- Exercise of 2,348 Incentive Stock options, granted 7/17/2006 with an exercise price of $10.25. Remaining 7,652 options issued with this grant expire on 7/17/2016
- Exercise of 1,000 Incentive Stock options, granted 8/21/2009 with an exercise price of $2.90 and an expiration date of 8/21/2019
- Exercise of 3,624 Incentive Stock options, granted 6/18/2010 with an exercise price of $7.50 and an expiration date of 6/18/2020
Billionaire Hedge Funds
