Filing Details
- Accession Number:
- 0000082811-20-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 18:31:39
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-07 18:31:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82811 | Regal Beloit Corp | RBC | Motors & Generators (3621) | 390875718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1801616 | C John Kunze | 200 State Street Beloit WI 53511 | Segment President* | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-06 | 410 | $78.15 | 3,936 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-08-06 | 633 | $57.43 | 4,569 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-08-06 | 1,933 | $80.70 | 6,502 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-06 | 2,524 | $96.00 | 3,978 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-08-06 | 452 | $96.05 | 3,526 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2020-08-06 | 410 | $0.00 | 410 | $78.15 |
Common Stock | Stock Appreciation Rights | Disposition | 2020-08-06 | 633 | $0.00 | 633 | $57.43 |
Common Stock | Stock Appreciation Rights | Disposition | 2020-08-06 | 1,933 | $0.00 | 1,933 | $80.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-12 | 2025-05-12 | No | 4 | M | Direct |
633 | 2018-05-11 | 2026-05-11 | No | 4 | M | Direct |
1,288 | 2019-05-10 | 2027-05-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,174 | Indirect | by John C. and Sharon A. Kunze Revocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $77.60 | 2020-05-09 | 2028-05-09 | 3,252 | 3,252 | Direct |
Common Stock | Stock Appreciation Rights | $81.81 | 2021-05-08 | 2029-05-08 | 3,603 | 3,603 | Direct |
Common Stock | Stock Appreciation Rights | $88.45 | 2021-02-18 | 2030-02-18 | 7,064 | 7,064 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-05-09 | 3,252 | 3,252 | Direct |
2029-05-08 | 3,603 | 3,603 | Direct |
2030-02-18 | 7,064 | 7,064 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $96.04 to $96.055. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Since the date of the reporting person's last ownership form, 1,210 shares previously reported as directly owned have been transferred and are now indirectly beneficially owned by the Trust.
- Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
- Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
- Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.