Filing Details
- Accession Number:
- 0001209191-20-045670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 16:09:26
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-07 16:09:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646597 | L. Brian Sheehy | 700 Brooker Creek Blvd Suite 1800 Oldsmar FL 34677 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-06 | 5,849 | $8.72 | 490,048 | No | 4 | P | Indirect | By Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Corporation |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $7.53 | 2019-08-30 | 2029-08-30 | 20,000 | 20,000 | Direct |
Common Stock | Stock Option | $7.74 | 2019-11-25 | 2029-11-25 | 5,300 | 5,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-08-30 | 20,000 | 20,000 | Direct |
2029-11-25 | 5,300 | 5,300 | Direct |
Footnotes
- Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President and the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund.
- Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021.
- Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.