Filing Details
- Accession Number:
- 0001363150-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-07 12:01:30
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-07 12:01:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819793 | Albany International Corp | AIN | Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) | 140462060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363150 | Alan Robert Hansen | C/O Albany International Corp. 216 Airport Drive, Unit 1 Rochester NH 03867 | Senior Vice President & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-08-06 | 450 | $10.56 | 450 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-08-06 | 450 | $51.37 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option | Disposition | 2020-08-06 | 450 | $0.00 | 450 | $10.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 4,835 | Indirect | By 401(k) |
| Class A Common Stock | 13,404 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option | $20.45 | 2021-11-06 | 600 | 600 | Direct | |
| Class A Common Stock | Employee Stock Option | $20.63 | 2022-11-07 | 1,000 | 1,600 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2017-03-01 | 1,685 | 1,685 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2018-03-01 | 1,767 | 1,767 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2019-03-01 | 2,749 | 2,749 | Direct | |
| Class A Common Stock | Phantom Stock Units | $0.00 | 2020-03-01 | 3,740 | 3,740 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-11-06 | 600 | 600 | Direct |
| 2022-11-07 | 1,000 | 1,600 | Direct |
| 1,685 | 1,685 | Direct | |
| 1,767 | 1,767 | Direct | |
| 2,749 | 2,749 | Direct | |
| 3,740 | 3,740 | Direct |
Footnotes
- Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
- Fully exercisable.
- Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 1,687 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
- Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 883 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
- Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 917 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.
- Phantom Stock Units granted on February 20, 2020 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
- 935 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2020.
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