Filing Details
- Accession Number:
- 0001104659-20-091624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-06 21:02:08
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-06 21:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561515 | T. Robert Ladd | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.99 | 578,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.99 | 580,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $8.00 | 582,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $8.00 | 584,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $8.00 | 586,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.97 | 588,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.98 | 590,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.96 | 592,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.94 | 594,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $7.98 | 596,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 2,000 | $8.06 | 598,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 2,000 | $8.04 | 600,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 2,000 | $8.06 | 602,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 2,000 | $8.06 | 604,654 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-06 | 2,000 | $8.03 | 606,654 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
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| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 16.648 shares under the Issuer's Dividend Reinvestment Plan.
Billionaire Hedge Funds
