Filing Details
- Accession Number:
- 0000707549-20-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-06 18:09:42
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-06 18:09:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392424 | A Richard Gottscho | 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-04 | 75 | $0.00 | 28,982 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2020-08-04 | 1,753 | $190.07 | 30,735 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-08-04 | 3,540 | $176.75 | 34,275 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-04 | 5,293 | $384.52 | 28,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-08-04 | 1,753 | $190.70 | 1,753 | $190.07 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-08-04 | 3,540 | $176.75 | 3,540 | $176.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,754 | 2025-03-01 | No | 4 | M | Direct | |
7,080 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $384.37 to $384.56, inclusive.
- The stock option becomes exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.
- The stock option becomes exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.