Filing Details
- Accession Number:
- 0001437749-20-016919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-06 17:22:36
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-06 17:22:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706290 | Richard Sun | 777 North Broadway Los Angeles CA 90012 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-04 | 2,000 | $30.00 | 8,833 | No | 4 | P | Indirect | By Sun Trust |
| Common Stock | Acquisiton | 2020-08-04 | 5,000 | $30.00 | 8,215 | No | 4 | P | Indirect | By JKLM Limited Partnership |
| Common Stock | Acquisiton | 2020-08-04 | 1,500 | $30.00 | 1,500 | No | 4 | P | Indirect | by Ivy Sun Separate Trust |
| Common Stock | Acquisiton | 2020-08-04 | 2,500 | $30.00 | 2,500 | No | 4 | P | Indirect | by RIS Family Limited Partnership |
| Common Stock | Acquisiton | 2020-08-04 | 1,600 | $30.00 | 1,600 | No | 4 | P | Indirect | by Michael Sun Trust |
| Common Stock | Acquisiton | 2020-08-04 | 1,500 | $30.00 | 1,500 | No | 4 | P | Indirect | by Lin-Chih Corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Sun Trust |
| No | 4 | P | Indirect | By JKLM Limited Partnership |
| No | 4 | P | Indirect | by Ivy Sun Separate Trust |
| No | 4 | P | Indirect | by RIS Family Limited Partnership |
| No | 4 | P | Indirect | by Michael Sun Trust |
| No | 4 | P | Indirect | by Lin-Chih Corporation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,100 | Indirect | By spouse |
| Common Stock | 1,000 | Direct |
Footnotes
- On June 9, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred to the Sun Trust as indirect ownership, without the payment of any consideration.
Billionaire Hedge Funds
