Filing Details

Accession Number:
0000717724-11-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-31 15:29:24
Reporting Period:
2011-03-30
Filing Date:
2011-03-31
Accepted Time:
2011-03-31 15:29:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191900 W Michael Rayden C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Ceo, Tween Brands, Inc. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2011-03-30 50,000 $32.03 16,613 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 6,642 Indirect See Footnote 1.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $20.79 2010-12-09 2019-12-09 80,000 80,000 Direct
Common Option To Buy $23.39 2011-09-23 2020-09-23 80,000 80,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-09 80,000 80,000 Direct
2020-09-23 80,000 80,000 Direct
Footnotes
  1. Shares held by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaiims beneficial owership of these shares.
  2. Granted under the Company's 2001 Stock Incentive Plan
  3. Exercisable in four equal installments with the first installment on the date indicated.