Filing Details
- Accession Number:
- 0001209191-20-045462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-06 16:16:33
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-06 16:16:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1214816 | Axis Capital Holdings Ltd | AXS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | NJ |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071287 | A Charles Davis | C/O Axis Capital Holdings Limited 92 Pitts Bay Rd. Pembroke D0 HM 08 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2020-08-04 | 442,000 | $40.72 | 3,315,733 | No | 4 | P | Indirect | See footnote |
Common Shares | Acquisiton | 2020-08-05 | 200 | $41.47 | 3,315,933 | No | 4 | P | Indirect | See footnote |
Common Shares | Acquisiton | 2020-08-05 | 99,800 | $42.88 | 3,415,733 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 42,120 | Direct |
Footnotes
- These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.
- The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $40.54 to $41.14 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $42.59 to $43.00 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.