Filing Details
- Accession Number:
- 0001225208-20-010357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-06 14:05:01
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-06 14:05:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720066 | H Nikolaj Sjoqvist | 1001 Fannin Street Houston TX 77002 | Svp, Chief Digital Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-04 | 8,009 | $54.64 | 31,378 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 6,860 | $41.37 | 38,238 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 6,530 | $56.24 | 44,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 5,443 | $73.34 | 50,211 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 4,234 | $36.89 | 54,445 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-04 | 31,076 | $108.48 | 23,369 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 8,009 | $54.64 | 8,009 | $54.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 6,530 | $56.24 | 6,530 | $56.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 5,443 | $73.34 | 5,443 | $73.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 6,860 | $41.37 | 6,860 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 4,234 | $36.89 | 4,234 | $36.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-25 | 2025-02-25 | No | 4 | M | Direct |
| 0 | 2017-02-26 | 2026-02-26 | No | 4 | M | Direct |
| 0 | 2018-02-28 | 2027-02-28 | No | 4 | M | Direct |
| 0 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
| 0 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 885 | Indirect | By 401(k) Plan |
Footnotes
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- This transaction was executed in multiple trades at prices ranging from $108.23 to $108.695. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
