Filing Details
- Accession Number:
- 0001209191-20-045397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-05 21:00:16
- Reporting Period:
- 2020-08-04
- Accepted Time:
- 2020-08-05 21:00:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478320 | Adaptive Biotechnologies Corp | ADPT | Biological Products, (No Disgnostic Substances) (2836) | 270907024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780854 | Sharon Benzeno | C/O Adaptive Biotechnologies Corp. Suite 200 Seattle WA 98102 | Chief Business Development Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-04 | 2,604 | $6.55 | 2,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 2,604 | $6.55 | 5,208 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 1,562 | $7.27 | 6,770 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-04 | 417 | $6.32 | 7,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-04 | 7,187 | $40.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 2,604 | $0.00 | 2,604 | $6.55 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-04 | 2,604 | $0.00 | 2,604 | $6.55 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2020-08-04 | 1,562 | $0.00 | 1,562 | $7.27 |
| Common Stock | Common Stock | Disposition | 2020-08-04 | 417 | $0.00 | 417 | $6.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,063 | 2028-02-07 | No | 4 | M | Direct | |
| 67,709 | 2028-10-01 | No | 4 | M | Direct | |
| 45,313 | 2029-02-07 | No | 4 | M | Direct | |
| 0 | 2026-09-16 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020.
- The options vested with respect to 1/4 of such shares on November 1, 2018, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
- The options vested with respect to 1/4 of such shares on October 1, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
- The options vested with respect to 1/4 of such shares on January 1, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
- The option is vested and fully exercisable.
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