Filing Details
- Accession Number:
- 0001209191-20-045313
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-05 19:44:59
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-05 19:44:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579733 | Vital Farms Inc. | VITL | Food And Kindred Products (2000) | 270496985 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1818961 | Karl Khoury | C/O Vital Farms, Inc. 3601 South Congress Avenue, Suite C100 Austin TX 78704 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-03 | 7,500 | $0.00 | 7,500 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-08-04 | 4,000 | $22.00 | 11,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-08-04 | 909,341 | $0.00 | 2,258,129 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2020-08-04 | 227,749 | $20.46 | 2,030,380 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-08-04 | 909,341 | $0.00 | 909,341 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Represents a restricted stock unit ("RSU") grant. The RSUs vest in three equal installments on the day before each of the first, second and third Annual Meeting of the Issuer's stockholders following the initial public offering, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- Each share of Series B Preferred Stock converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-one basis, and had no expiration date.
- The shares are held by Arborview Capital Partners LP ("ACP"). The Reporting Person is a managing members and a member of the investmentcommittee of the ultimate general partner of ACP and, as a result, may be deemed to share voting and investment power with respect to theshares held by ACP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein,and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposesof Section 16 of the Securities Exchange Act of 1934 or otherwise.