Filing Details

Accession Number:
0001209191-20-045313
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-05 19:44:59
Reporting Period:
2020-08-03
Accepted Time:
2020-08-05 19:44:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579733 Vital Farms Inc. VITL Food And Kindred Products (2000) 270496985
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1818961 Karl Khoury C/O Vital Farms, Inc.
3601 South Congress Avenue, Suite C100
Austin TX 78704
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-03 7,500 $0.00 7,500 No 4 A Direct
Common Stock Acquisiton 2020-08-04 4,000 $22.00 11,500 No 4 P Direct
Common Stock Acquisiton 2020-08-04 909,341 $0.00 2,258,129 No 4 C Indirect See Footnote
Common Stock Disposition 2020-08-04 227,749 $20.46 2,030,380 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-08-04 909,341 $0.00 909,341 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in three equal installments on the day before each of the first, second and third Annual Meeting of the Issuer's stockholders following the initial public offering, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.
  2. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  3. Each share of Series B Preferred Stock converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-one basis, and had no expiration date.
  4. The shares are held by Arborview Capital Partners LP ("ACP"). The Reporting Person is a managing members and a member of the investmentcommittee of the ultimate general partner of ACP and, as a result, may be deemed to share voting and investment power with respect to theshares held by ACP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein,and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposesof Section 16 of the Securities Exchange Act of 1934 or otherwise.