Home > Insider Trading > Filing (0001209191-20-045290)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1731348	Tilray Inc.	TLRY	Medicinal Chemicals & Botanical Products (2833)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746080	Michael Auerbach	1100 Maughan Road Nanaimo A1 V9X IJ2		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class 2 Common Stock	Acquisiton	2020-08-03	3,168	$0.19	398,611	No	4	M	Direct
Class 2 Common Stock	Acquisiton	2020-08-03	107,290	$1.25	505,901	No	4	M	Direct
Class 2 Common Stock	Acquisiton	2020-08-03	21,458	$1.25	527,359	No	4	M	Direct
Class 2 Common Stock	Acquisiton	2020-08-03	21,458	$2.51	548,817	No	4	M	Direct
Class 2 Common Stock	Acquisiton	2020-08-03	5,717	$2.51	554,534	No	4	M	Direct
Class 2 Common Stock	Disposition	2020-08-03	279,608	$7.28	274,926	No	4	S	Direct
Class 2 Common Stock	Disposition	2020-08-03	75,526	$7.27	0	No	4	S	Indirect	By: M3 Daat, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: M3 Daat, LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class 2 Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-03	3,168	$0.00	3,168	$0.19
Class 2 Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-03	107,290	$0.00	107,290	$1.25
Class 2 Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-03	21,458	$0.00	21,458	$1.25
Class 2 Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-03	21,458	$0.00	21,458	$2.51
Class 2 Common	Stock Option (Right to Buy)	Disposition	2020-08-03	5,717	$0.00	5,717	$2.51

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2024-06-17	No	4	M	Direct
0	2024-11-10	No	4	M	Direct
0	2024-11-10	No	4	M	Direct
0	2025-09-17	No	4	M	Direct
101,573	2025-09-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class 2 Common Stock	456,315	Indirect	By: Murphy Ofutt Common LLC
Class 2 Common Stock	1,166,634	Indirect	By: Murphy Ofutt LLC
Class 2 Common Stock	42,028	Indirect	By: M3 Ein Sof LLC

Footnotes

The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.
The Reporting Person is a member of M3 Daat, LLC and has sole voting and investment power with respect to the shares held by M3 Daat, LLC.
Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC
Mr. Auerbach is a member of M3 Ein Sof LLC and has sole voting and investment power with respect to the shares held by M3 Ein Sof LLC.
The shares subject to this option are fully vested.