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Filing Details

Accession Number:: 0000899243-20-021560
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-05 19:01:00
Reporting Period:: 2020-08-03

Accepted Time:: 2020-08-05 19:01:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1399529	Dicerna Pharmaceuticals Inc	DRNA	Pharmaceutical Preparations (2834)	205993609

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1598480	B James Weissman	C/O Dicerna Pharmaceuticals, Inc. 33 Hayden Avenue Lexington MA 02421	Evp & Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-08-03	4,101	$2.97	25,961	No	4	M	Direct
Common Stock	Acquisiton	2020-08-03	259	$3.42	26,220	No	4	M	Direct
Common Stock	Disposition	2020-08-03	2,928	$22.31	23,292	No	4	S	Direct
Common Stock	Disposition	2020-08-03	1,432	$22.80	21,860	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-08-03	4,101	$0.00	4,101	$2.97
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-08-03	259	$0.00	259	$3.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,879		2027-01-03	No	4	M	Direct
17,440		2023-09-24	No	4	M	Direct

Footnotes

The Reporting Person sold an aggregate of 4,360 shares of common stock on August 3, 2020 (the "Shares Sold") as reported in this Form 4. The Shares Sold represent 0.58% of 757,238 shares of common stock, which is the number of shares of common stock owned by the Reporting Person prior to the Shares Sold transaction reported in this Form 4, as well as shares issuable upon exercise or settlement of vested and unvested options and restricted stock units held by the Reporting Person as of the date of this report.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.74, inclusive. The Reporting Person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $22.86, inclusive. The Reporting Person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
The option vests in 48 monthly installments over the four-year period starting on the last day of January 2017, subject in each case to the Reporting Person's continued employment or service with the Issuer through the applicable vesting date.
The vesting of this option was subject to achievement of pre-established performance goals. As of the transaction date, the options were fully vested.