Filing Details
- Accession Number:
- 0000899243-20-021491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-05 17:39:58
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-05 17:39:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220966 | Iii R James Gavin | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2020-08-03 | 4,110 | $39.83 | 43,618 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2020-08-03 | 10,789 | $37.50 | 54,407 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2020-08-03 | 11,548 | $86.26 | 42,859 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2020-08-03 | 3,351 | $86.91 | 39,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2020-08-03 | 4,110 | $0.00 | 4,110 | $39.83 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2020-08-03 | 10,789 | $0.00 | 10,789 | $37.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-05 | 2024-05-06 | No | 4 | M | Direct |
| 0 | 2016-05-05 | 2025-05-05 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Gavin with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Gavin.
- Price reflects weighted average sales price. Range of prices for transactions are $ 85.80 through $86.80. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $ 86.82 through $86.96. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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