Filing Details
- Accession Number:
- 0001538716-20-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-05 17:19:48
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-05 17:19:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1538716 | Oportun Financial Corp | OPRT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397972 | Aaron Jonathan Coblentz | Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070 | Cfo & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-03 | 11,658 | $0.00 | 49,554 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-03 | 4,325 | $13.33 | 45,229 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-03 | 1,165 | $0.00 | 46,394 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-03 | 434 | $13.33 | 45,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Resricted Stock Units | Disposition | 2020-08-03 | 11,658 | $0.00 | 11,658 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2020-08-03 | 1,165 | $0.00 | 1,165 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,659 | No | 4 | M | Direct | ||
1,166 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,172 | Indirect | See footnote. |
Footnotes
- Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
- Weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.0301 to $13.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
- The restricted stock units will vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.