Filing Details

Accession Number:
0001689923-20-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-05 16:16:24
Reporting Period:
2020-08-03
Accepted Time:
2020-08-05 16:16:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX Services-Prepackaged Software (7372) 900673106
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700808 Scott Robert Jones C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Pres. & Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-08-03 1,139 $68.26 40,530 No 4 M Direct
Class A Common Stock Disposition 2020-08-03 1,139 $177.45 39,391 No 4 S Direct
Class A Common Stock Acquisiton 2020-08-05 1,599 $27.09 40,990 No 4 M Direct
Class A Common Stock Disposition 2020-08-05 1,599 $176.00 39,391 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-08-03 1,139 $0.00 1,139 $68.26
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-08-05 1,599 $0.00 1,599 $27.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,356 2029-03-03 No 4 M Direct
27,177 2028-01-05 No 4 M Direct
Footnotes
  1. Includes 39,391 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  2. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on February 25, 2020.
  3. The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.
  4. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting person on each vesting date.