Filing Details
- Accession Number:
- 0000855658-20-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-05 14:04:35
- Reporting Period:
- 2020-07-31
- Accepted Time:
- 2020-08-05 14:04:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292289 | Wayne Byron Milstead | 5555 Ne Moore Court Hillsboro OR 97124 | Vp Corp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-31 | 3,679 | $5.73 | 8,549 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-07-31 | 3,679 | $31.01 | 4,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-07-31 | 4,870 | $31.01 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-02 | 3,456 | $0.00 | 3,456 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-02 | 1,284 | $31.09 | 2,172 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-08-02 | 9,214 | $0.00 | 11,386 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-02 | 4,465 | $31.09 | 6,921 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-08-03 | 1,251 | $31.07 | 5,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-08-03 | 4,749 | $31.07 | 921 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-07-31 | 3,679 | $0.00 | 3,679 | $5.73 |
Common Stock | Performance Restricted Stock Unit (PRSU) | Disposition | 2020-08-02 | 9,214 | $0.00 | 9,214 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2020-08-02 | 3,456 | $0.00 | 3,456 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,036 | 2018-01-18 | 2024-10-18 | No | 4 | M | Direct |
45,707 | 2020-08-02 | No | 4 | M | Direct | |
79,324 | 2020-08-02 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
- This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.
- Not applicable.
- This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.