Filing Details
- Accession Number:
- 0001127602-20-022727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 17:45:33
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-04 17:45:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
833444 | Johnson Controls International Plc | JCI | Services-Miscellaneous Business Services (7380) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494478 | J Brian Stief | 5757 N. Green Bay Avenue Milwaukee WI 53209 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2020-08-03 | 61,953 | $38.54 | 36,971 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Phantom Stock Units - Deferred Compensation | Deferred Compensation | Disposition | 2020-08-03 | 56,379 | $38.92 | 56,379 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | I | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.32 to $38.78 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan.
- Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.