Filing Details
- Accession Number:
- 0001415889-20-002012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 17:03:09
- Reporting Period:
- 2020-07-31
- Accepted Time:
- 2020-08-04 17:03:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196015 | D Philip Freeman | C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-31 | 500 | $16.75 | 87,230 | No | 4 | P | Indirect | Trust |
Common Stock | Acquisiton | 2020-08-03 | 500 | $16.50 | 87,730 | No | 4 | P | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trust |
No | 4 | P | Indirect | Trust |
Footnotes
- The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.