Home > Insider Trading > Filing (0001091667-20-000161)

Filing Details

Accession Number:: 0001091667-20-000161
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-04 16:31:14
Reporting Period:: 2020-07-31

Accepted Time:: 2020-08-04 16:31:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091667	Charter Communications Inc.	CHTR	Cable & Other Pay Television Services (4841)	841496755

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548771	John Bickham	C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901	President And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-07-31	156,728	$221.25	156,728	No	4	M	Indirect	By The Bickham Family 2016 Irrevocable Trust
Class A Common Stock	Disposition	2020-07-31	156,728	$580.23	0	No	4	S	Indirect	By The Bickham Family 2016 Irrevocable Trust
Class A Common Stock	Acquisiton	2020-07-31	156,728	$221.25	187,858	No	4	M	Direct
Class A Common Stock	Disposition	2020-07-31	78,125	$590.00	109,733	No	4	F	Direct
Class A Common Stock	Disposition	2020-07-31	26,145	$582.35	83,588	No	4	F	Direct
Class A Common Stock	Acquisiton	2020-07-31	72,336	$242.30	155,924	No	4	M	Direct
Class A Common Stock	Disposition	2020-07-31	24,732	$590.00	131,192	No	4	F	Direct
Class A Common Stock	Disposition	2020-07-31	18,581	$586.80	112,611	No	4	F	Direct
Class A Common Stock	Disposition	2020-07-31	6,216	$580.37	106,395	No	4	F	Direct
Class A Common Stock	Disposition	2020-07-31	75,265	$571.75	31,130	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By The Bickham Family 2016 Irrevocable Trust
No	4	S	Indirect	By The Bickham Family 2016 Irrevocable Trust
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options	Disposition	2020-07-31	156,728	$0.00	156,728	$221.25
Class A Common Stock	Stock Options	Disposition	2020-07-31	156,728	$0.00	156,728	$221.25
Class A Common Stock	Stock Options	Disposition	2020-07-31	72,336	$0.00	72,336	$242.30

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
195,910	2026-06-17	No	4	M	Indirect
78,364	2026-06-17	No	4	M	Direct
63,294	2026-07-25	No	4	M	Direct

Footnotes

Executed pursuant to a 10b5-1 plan.
Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.00 to $588.33, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes shares held jointly with Kathy L. Bickham.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.