Filing Details
- Accession Number:
- 0001225208-20-010211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 16:24:02
- Reporting Period:
- 2020-08-03
- Accepted Time:
- 2020-08-04 16:24:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 55067 | Kellogg Co | K | Grain Mill Products (2040) | 380710690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1794792 | Nicolas Amaya | One Kellogg Square P O Box 3599 Battle Creek MI 49016-3599 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2020-08-03 | 2,300 | $52.53 | 4,738 | No | 4 | M | Direct | |
| Common | Acquisiton | 2020-08-03 | 2,000 | $53.01 | 6,738 | No | 4 | M | Direct | |
| Common | Disposition | 2020-08-03 | 3,583 | $69.17 | 3,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option | Disposition | 2020-08-03 | 2,300 | $0.00 | 2,300 | $52.53 |
| Common | Stock Option | Disposition | 2020-08-03 | 2,000 | $0.00 | 2,000 | $53.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-17 | No | 4 | M | Direct | |
| 0 | 2021-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 289 | Indirect | By 401(k) Profit Sharing Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.16 to $69.17, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Reflects exercise of options due to expire February 17, 2022. Mr. Amaya took all of the after tax proceeds of the option exercise in Kellogg stock, increasing his share ownership by 389 shares.
- The option vests in three equal annual installments beginning February 17, 2013.
- Reflects exercise of options due to expire February 18, 2021. Mr. Amaya took all of the after tax proceeds of the option exercise in Kellogg stock, increasing his share ownership by 328 shares.
- The option vests in three equal annual installments beginning February 18, 2012.
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