Filing Details

Accession Number:
0001225208-20-010209
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-04 16:20:57
Reporting Period:
2020-08-04
Accepted Time:
2020-08-04 16:20:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1723596 Columbia Financial Inc. CLBK Savings Institution, Federally Chartered (6035) 223504946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1729835 E. Dennis Gibney 19-01 Route 208 North
Fair Lawn NJ 07410
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-04 4,000 $11.54 62,807 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,225 Indirect By ESOP
Common Stock 3,000 Indirect By IRA
Common Stock 10,000 Indirect By SEP-IRA
Common Stock 3,509 Indirect By SERP
Common Stock 10,000 Indirect By Spouse
Common Stock 88,270 Indirect By Stock Award
Common Stock 1,953 Indirect By Stock-Based Deferral Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $15.60 2020-07-23 2029-07-23 240,000 240,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-07-23 240,000 240,000 Direct
Footnotes
  1. The number of shares held directly includes certain shares that were previously held by Stock Award and that have subsequently vested.
  2. This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
  3. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, 50% of which vest in five approximately equal annual installments commencing on July 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
  4. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.