Filing Details
- Accession Number:
- 0001613665-20-000078
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-08-04 13:19:39
- Reporting Period:
- 2020-07-31
- Accepted Time:
- 2020-08-04 13:19:39
- Original Submission Date:
- 2020-07-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622140 | Pallas Frances Grieb | C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-07-31 | 1,000 | $12.60 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Performance Stock Units - IPO | $0.00 | 2,806 | 2,806 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2014 | $0.00 | 3,333 | 3,333 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2015 | $0.00 | 1,949 | 1,949 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2016 | $0.00 | 1,522 | 1,522 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2017 | $0.00 | 1,461 | 1,461 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2018 | $0.00 | 1,608 | 1,608 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2019 | $0.00 | 1,746 | 1,746 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,806 | 2,806 | Direct | |
| 3,333 | 3,333 | Direct | |
| 1,949 | 1,949 | Direct | |
| 1,522 | 1,522 | Direct | |
| 1,461 | 1,461 | Direct | |
| 1,608 | 1,608 | Direct | |
| 1,746 | 1,746 | Direct |
Footnotes
- Code was originally entered incorrectly as "A" (Award) when it was a "P" (Purchased).
- Reported shares are held by Mark Grieb and Frances Grieb Living Trust.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The vesting of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017. The performance stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, October 20, 2014. The restricted stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units have no expiration date.
- The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units have no expiration date.
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