Filing Details
- Accession Number:
- 0001209191-20-044564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-03 21:00:34
- Reporting Period:
- 2020-07-30
- Accepted Time:
- 2020-08-03 21:00:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-30 | 956 | $25.20 | 1,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-30 | 429 | $115.00 | 1,091 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-07-30 | 527 | $115.00 | 564 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-30 | 282 | $115.10 | 282 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-03 | 1,000 | $44.30 | 1,282 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-03 | 559 | $118.00 | 723 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-08-03 | 441 | $118.00 | 282 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2020-07-30 | 956 | $0.00 | 956 | $25.20 |
| Common Stock | Stock Options | Disposition | 2020-08-03 | 1,000 | $0.00 | 1,000 | $44.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,868 | 2017-03-09 | 2026-03-09 | No | 4 | M | Direct |
| 8,003 | 2018-03-02 | 2027-03-02 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
- Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.
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