Filing Details
- Accession Number:
- 0001209191-20-044482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-03 16:19:17
- Reporting Period:
- 2020-07-31
- Accepted Time:
- 2020-08-03 16:19:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529399 | George Gaines | 700 Brooker Creek Blvd Suite 1800 Oldsmar FL 34677 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-07-31 | 4,256 | $8.50 | 1,008,944 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2020-07-31 | 8,944 | $8.55 | 1,000,000 | No | 4 | S | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.04 | 2012-07-10 | 2022-07-10 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $1.95 | 2013-07-19 | 2023-07-19 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $2.40 | 2014-07-22 | 2024-07-22 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $3.08 | 2015-07-09 | 2025-07-09 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $7.53 | 2019-08-30 | 2029-08-30 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Option | $7.74 | 2019-11-25 | 2029-11-25 | 5,300 | 5,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-07-10 | 7,500 | 7,500 | Direct |
| 2023-07-19 | 7,500 | 7,500 | Direct |
| 2024-07-22 | 7,500 | 7,500 | Direct |
| 2025-07-09 | 7,500 | 7,500 | Direct |
| 2029-08-30 | 7,500 | 7,500 | Direct |
| 2029-11-25 | 5,300 | 5,300 | Direct |
Footnotes
- Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
- Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
- Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
- Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
- Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
- Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
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