Filing Details

Accession Number:
0001240051-20-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-31 18:06:00
Reporting Period:
2020-07-30
Accepted Time:
2020-07-31 18:06:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516418 C Frank Kulaszewicz C/O Rockwell Automation, Inc.
1201 South Second Street
Milwaukee WI 53204
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-30 3,000 $136.40 23,254 No 4 M Direct
Common Stock Disposition 2020-07-30 1,505 $215.72 21,749 No 4 S Direct
Common Stock Disposition 2020-07-30 1,244 $216.57 20,505 No 4 S Direct
Common Stock Disposition 2020-07-30 972 $217.90 19,533 No 4 S Direct
Common Stock Disposition 2020-07-30 824 $218.79 18,709 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2020-07-30 3,000 $0.00 3,000 $136.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2017-12-06 2026-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28 Indirect By Savings Plan
Footnotes
  1. Includes changes in shares represented by Company stock fund units held under the Company Savings Plan since the date last reported for this person based on information provided by the Plan administrator as of 6/30/2020. The number of stock fund units represented by the balance of the participant's stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to a variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  2. The option vests in three substantially equal annual installments beginning on the date exercisable.
  3. Option shares acquired pursuant to a Rule 10b5-1 trading plan entered into on 5/22/2020.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $215.22 to $216.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020.
  6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $216.24 to $217.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.54 to $218.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  8. Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.