Filing Details
- Accession Number:
- 0001104659-20-089194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-31 17:35:21
- Reporting Period:
- 2020-07-29
- Accepted Time:
- 2020-07-31 17:35:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1806837 | Vertex Inc. | VERX | Services-Prepackaged Software (7372) | 232081753 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1818511 | Terrence Kyle | C/O Vertex, Inc. 2301 Renaissance Blvd King Of Prussia PA 19406 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-07-28 | 10,776 | $2.50 | 10,776 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-28 | 1,418 | $19.00 | 9,358 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2020-07-28 | 38,159 | $0.00 | 47,517 | No | 4 | A | Direct | |
| Class A Common Stock | Acquisiton | 2020-07-29 | 56,108 | $0.42 | 103,625 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-31 | 56,108 | $17.77 | 47,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2020-07-28 | 10,776 | $0.00 | 10,776 | $2.50 |
| Class A Common Stock | Stock Option | Disposition | 2020-07-29 | 56,108 | $0.00 | 56,108 | $0.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-31 | No | 4 | M | Direct | |
| 54,892 | No | 4 | M | Direct |
Footnotes
- Reflects shares that were previously reported on the Reporting Person's Form 3 filed on July 29, 2020, and are being reported herein pursuant to Rule 16a-2(a).
- Reflects awards of restricted stock.
- Represents a sale pursuant to the underwriters' exercise of overallotment option.
- Fully vested and exercisable.
- Fully vested and exercisable and has no expiration date.
Billionaire Hedge Funds
