Filing Details
- Accession Number:
- 0001772695-20-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-31 14:23:23
- Reporting Period:
- 2020-07-29
- Accepted Time:
- 2020-07-31 14:23:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1772695 | Sunnova Energy International Inc. | NOVA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604841 | D Stuart Allen | 20 East Greenway Plaza, Suite 540 Houston TX 77046 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-29 | 38,577 | $13.58 | 54,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-29 | 28,600 | $23.74 | 25,409 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-29 | 12,500 | $0.00 | 37,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-29 | 4,919 | $23.74 | 32,990 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-07-29 | 38,577 | $0.00 | 38,577 | $13.58 |
| Common Stock | Restricted Stock Units | Disposition | 2020-07-29 | 12,500 | $0.00 | 12,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-06-01 | No | 4 | M | Direct | |
| 25,000 | No | 4 | M | Direct |
Footnotes
- The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2020.
- The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $23.36 to $24.05. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.
- These Non-qualified Stock Options ("Options") vested on July 29, 2020.
- The RSUs vest in three equal annual installments beginning on July 29, 2020. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest.
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