Filing Details
- Accession Number:
- 0001726123-20-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-31 14:12:15
- Reporting Period:
- 2020-07-30
- Accepted Time:
- 2020-07-31 14:12:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1726123 | J David Demas | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Depositary Shares - Series A | Acquisiton | 2020-07-30 | 250 | $21.48 | 2,450 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64,934 | Direct | |
Common Stock | 3,000 | Direct | |
Common Stock | 8,000 | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Common Stock | 2,200 | Indirect | Vanguard fbo David J. Demas IRA |
Depositary Shares - Series A | 2,100 | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Footnotes
- This price represents the approximate weighted average price per share of purchases of the Issuer's perpetual preferred series A shares, which were executed at prices ranging from $21.42 to $21.50 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of perpetual preferred shares purchased at each price.
- Shares held jointly by the Reporting Person and his spouse.
- Shannon L Hungerford is the Reporting Person's spouse.