Filing Details
- Accession Number:
- 0001414284-20-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-31 14:08:27
- Reporting Period:
- 2020-07-29
- Accepted Time:
- 2020-07-31 14:08:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414284 | J Timothy Riddle | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Ceo, Chartwell Inv. Partners | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-29 | 3,000 | $12.65 | 264,416 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-07-29 | 1,500 | $12.74 | 6,500 | No | 4 | P | Indirect | Shares are held by Reporting Person's son. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Shares are held by Reporting Person's son. |
Footnotes
- The Form 3 for the Reporting Person included 5,000 shares of Issuer's stock owned by the Reporting Person's son. The 5,000 shares of Issuer's stock are no longer included in the Reporting Person's direct holdings and are now reflected as an indirect holding of the Reporting Person.
- The Reporting Person's son owned 5,000 shares of Issuer's stock prior to the Reporting Person becoming a Form 4 filer. The 5,000 shares of Issuer's stock owned by the Reporting Person's son were previously reported on the Reporting Person's total direct holdings of Issuer's stock.
Billionaire Hedge Funds
