Filing Details
- Accession Number:
- 0001209191-20-044120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-30 20:18:07
- Reporting Period:
- 2020-07-28
- Accepted Time:
- 2020-07-30 20:18:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124140 | Exact Sciences Corp | EXAS | Services-Commercial Physical & Biological Research (8731) | 204782291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689757 | Thomas Jeffrey Elliott | C/O Exact Sciences Corp. 441 Charmany Drive Madison WI 53719 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-30 | 110 | $60.60 | 59,109 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2020-04-30 | 351 | $60.60 | 59,219 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2020-07-28 | 18,750 | $94.81 | 77,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-29 | 8,746 | $95.58 | 69,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-07-28 | 18,750 | $0.00 | 18,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,147 | Indirect | Held in 401(k) Plan |
Footnotes
- Represents shares of common stock purchased through Employee Stock Purchase Plan.
- Represents shares of common stock received upon vesting of a restricted stock unit award, which were released on July 28, 2020.
- In addition to the shares of Common Stock reported on this Form 4, which total 70,370 shares, Mr. Elliott also holds, in the aggregate, an additional 151,485 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 28, 2020.
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