Filing Details

Accession Number:
0000808450-11-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-30 16:50:07
Reporting Period:
2011-03-28
Filing Date:
2011-03-30
Accepted Time:
2011-03-30 16:50:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465727 J Andrew Cederoth 4201 Winfield Road
Warrenville IL 60555
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-28 3,391 $42.89 23,649 No 4 M Direct
Common Stock Disposition 2011-03-28 2,534 $68.02 21,115 No 4 F Direct
Common Stock Acquisiton 2011-03-28 3,209 $42.89 24,324 No 4 M Direct
Common Stock Disposition 2011-03-28 2,397 $68.02 21,927 No 4 F Direct
Common Stock Acquisiton 2011-03-28 4,262 $40.92 26,189 No 4 M Direct
Common Stock Disposition 2011-03-28 3,099 $68.02 23,090 No 4 F Direct
Common Stock Acquisiton 2011-03-28 2,338 $40.92 25,428 No 4 M Direct
Common Stock Disposition 2011-03-28 1,700 $68.02 23,728 No 4 F Direct
Common Stock Acquisiton 2011-03-29 4,019 $26.15 27,747 No 4 M Direct
Common Stock Disposition 2011-03-29 4,019 $67.34 23,728 No 4 S Direct
Common Stock Acquisiton 2011-03-29 2,581 $26.15 26,309 No 4 M Direct
Common Stock Disposition 2011-03-29 2,581 $67.34 23,728 No 4 S Direct
Common Stock Acquisiton 2011-03-29 2,948 $22.66 26,676 No 4 M Direct
Common Stock Disposition 2011-03-29 2,948 $67.34 23,728 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-28 3,391 $0.00 3,391 $42.89
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-03-28 2,534 $0.00 2,534 $68.02
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-28 3,209 $0.00 3,209 $42.89
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-03-28 2,397 $0.00 2,397 $68.02
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-28 4,262 $0.00 4,262 $40.92
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-03-28 3,099 $0.00 3,099 $68.02
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-28 2,338 $0.00 2,338 $40.92
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-03-28 1,700 $0.00 1,700 $68.02
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-29 4,019 $0.00 4,019 $26.15
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-29 2,581 $0.00 2,581 $26.15
Common Stock Employee Stock Option (right to buy) Disposition 2011-03-29 2,948 $0.00 2,948 $22.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-10 No 4 M Direct
2,534 2011-09-28 2013-12-10 No 4 A Direct
0 2013-12-09 No 4 M Direct
2,397 2011-09-28 2013-12-09 No 4 A Direct
0 2014-12-14 No 4 M Direct
3,099 2011-09-28 2014-12-14 No 4 A Direct
0 2014-12-14 No 4 M Direct
1,700 2011-09-28 2014-12-14 No 4 A Direct
0 2015-10-18 No 4 M Direct
0 2015-10-18 No 4 M Direct
1,474 2018-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,008 Indirect By Navistar 401(k) plan
Deferred Share Units 3,607 Direct
Premium Share Units 1,466 Direct
Footnotes
  1. The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  2. The Option became exercisable as to 2,200 shares on 12/09/2004 and as to 1,191 shares on 12/09/2005.
  3. The Option became exercisable as to 1,009 shares on 12/09/2005 and as to 2,200 shares on 12/09/2006.
  4. The Option became exercisable as to 2 ,200 shares on 12/14/2005 and as to 2,062 shares on 12/14/2006.
  5. The Option became exercisable as to 138 shares on 12/14/2006 and as to 2,200 shares on 12/14/2007.
  6. The Option became exercisable as to 2,200 shares on 10/18/2006 and as to 1,819 shares on 10/18/2007.
  7. The Option became exercisable as to 381 shares on 10/18/2007 and as to 2,200 shares on 10/18/2008.
  8. The options exercised were from an award of 4,422 stock options that became exercisable as to 1,474 shares on 12/16/2009 and as to 1,474 shares on 12/16/2010. The remaining 1,474 options will become exercisable on 12/16/2011.