Filing Details
- Accession Number:
- 0000808450-11-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-30 16:50:07
- Reporting Period:
- 2011-03-28
- Filing Date:
- 2011-03-30
- Accepted Time:
- 2011-03-30 16:50:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465727 | J Andrew Cederoth | 4201 Winfield Road Warrenville IL 60555 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-28 | 3,391 | $42.89 | 23,649 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-28 | 2,534 | $68.02 | 21,115 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-28 | 3,209 | $42.89 | 24,324 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-28 | 2,397 | $68.02 | 21,927 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-28 | 4,262 | $40.92 | 26,189 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-28 | 3,099 | $68.02 | 23,090 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-28 | 2,338 | $40.92 | 25,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-28 | 1,700 | $68.02 | 23,728 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-29 | 4,019 | $26.15 | 27,747 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-29 | 4,019 | $67.34 | 23,728 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-29 | 2,581 | $26.15 | 26,309 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-29 | 2,581 | $67.34 | 23,728 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-29 | 2,948 | $22.66 | 26,676 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-29 | 2,948 | $67.34 | 23,728 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-28 | 3,391 | $0.00 | 3,391 | $42.89 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-03-28 | 2,534 | $0.00 | 2,534 | $68.02 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-28 | 3,209 | $0.00 | 3,209 | $42.89 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-03-28 | 2,397 | $0.00 | 2,397 | $68.02 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-28 | 4,262 | $0.00 | 4,262 | $40.92 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-03-28 | 3,099 | $0.00 | 3,099 | $68.02 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-28 | 2,338 | $0.00 | 2,338 | $40.92 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-03-28 | 1,700 | $0.00 | 1,700 | $68.02 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-29 | 4,019 | $0.00 | 4,019 | $26.15 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-29 | 2,581 | $0.00 | 2,581 | $26.15 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-29 | 2,948 | $0.00 | 2,948 | $22.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-10 | No | 4 | M | Direct | |
2,534 | 2011-09-28 | 2013-12-10 | No | 4 | A | Direct |
0 | 2013-12-09 | No | 4 | M | Direct | |
2,397 | 2011-09-28 | 2013-12-09 | No | 4 | A | Direct |
0 | 2014-12-14 | No | 4 | M | Direct | |
3,099 | 2011-09-28 | 2014-12-14 | No | 4 | A | Direct |
0 | 2014-12-14 | No | 4 | M | Direct | |
1,700 | 2011-09-28 | 2014-12-14 | No | 4 | A | Direct |
0 | 2015-10-18 | No | 4 | M | Direct | |
0 | 2015-10-18 | No | 4 | M | Direct | |
1,474 | 2018-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,008 | Indirect | By Navistar 401(k) plan |
Deferred Share Units | 3,607 | Direct | |
Premium Share Units | 1,466 | Direct |
Footnotes
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- The Option became exercisable as to 2,200 shares on 12/09/2004 and as to 1,191 shares on 12/09/2005.
- The Option became exercisable as to 1,009 shares on 12/09/2005 and as to 2,200 shares on 12/09/2006.
- The Option became exercisable as to 2 ,200 shares on 12/14/2005 and as to 2,062 shares on 12/14/2006.
- The Option became exercisable as to 138 shares on 12/14/2006 and as to 2,200 shares on 12/14/2007.
- The Option became exercisable as to 2,200 shares on 10/18/2006 and as to 1,819 shares on 10/18/2007.
- The Option became exercisable as to 381 shares on 10/18/2007 and as to 2,200 shares on 10/18/2008.
- The options exercised were from an award of 4,422 stock options that became exercisable as to 1,474 shares on 12/16/2009 and as to 1,474 shares on 12/16/2010. The remaining 1,474 options will become exercisable on 12/16/2011.