Filing Details
- Accession Number:
- 0001713310-20-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-29 09:08:54
- Reporting Period:
- 2020-07-28
- Accepted Time:
- 2020-07-29 09:08:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713310 | S Brian Fetterolf | 301 Grant Street Suite 2700 Pittsburgh PA 15219 | Ceo, Tsc Bank, Director Tsc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-28 | 2,000 | $12.92 | 213,325 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 70,222 | Direct | |
Common Stock | 13,334 | Indirect | Trust for Donald L. Fetterolf |
Common Stock | 10,750 | Indirect | Crosshair Ventures, L.P. |
Depositary Shares - Series A | 4,000 | Direct | |
Depositary Shares - Series B | 1,000 | Direct |
Footnotes
- This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $12.78 to $13.05 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- Held jointly with Reporting Person's spouse.
- The Reporting Person is one of two trustees and a beneficiary of the Trust.
- The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.