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Filing Details

Accession Number:: 0001209191-20-043907
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-07-28 20:53:43
Reporting Period:: 2020-07-25

Accepted Time:: 2020-07-28 20:53:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746127	Swaminathan Venkataraman	4353 North First Street San Jose CA 95134	Evp & Cto	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-07-25	91,711	$0.00	238,289	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-07-27	33,333	$0.00	272,622	No	4	C	Direct
Class A Common Stock	Disposition	2020-07-28	68,074	$15.27	204,548	No	4	S	Direct
Class A Common Stock	Disposition	2020-07-28	700	$15.97	203,848	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units (RSU)	Disposition	2020-07-25	33,333	$0.00	33,333	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-07-25	33,333	$0.00	33,333	$0.00
Class A Common Stock	Restricted Stock Units (RSU)	Disposition	2020-07-25	91,711	$0.00	91,711	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-07-27	33,333	$0.00	33,333	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
33,333	No	4	M	Direct
0	No	4	M	Direct
0	No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	170,000	Indirect	The Venkataraman Living Trust dated June 8, 2011

Footnotes

All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrenceof certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of theholder.
Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.92 to $15.89, inclusive. Thereporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within therange set forth in footnote (3) and (4).
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.92 to $16.01, inclusive.
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.
The RSUs vest over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.