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Filing Details

Accession Number:: 0000919574-20-004696
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-07-28 09:51:19
Reporting Period:: 2020-07-24

Accepted Time:: 2020-07-28 09:51:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
276720	Pure Cycle Corp	PCYO	Water Supply (4941)	840705083

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1761269	Plaisance Capital Llc	250 Fillmore Street Suite 525 Denver CO 80206	No	No	Yes	No
1791049	Plaisance Spv I, Llc	C/O Plaisance Capital, Llc 250 Fillmore Street, Suite 525 Denver CO 80206	No	No	Yes	No
1791057	R Daniel Kozlowski	C/O Plaisance Capital, Llc 250 Fillmore Street, Suite 525 Denver CO 80206	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value 1/3 Of $0.01 Per Share	Acquisiton	2020-07-24	21,000	$8.81	2,738,173	No	4	P	Direct
Common Stock, Par Value 1/3 Of $0.01 Per Share	Acquisiton	2020-07-27	605	$8.74	2,738,778	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value 1/3 Of $0.01 Per Share	3,839,685	Indirect	See Footnote
Common Stock, Par Value 1/3 Of $0.01 Per Share	3,840,290	Indirect	See Footnote

Footnotes

The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reported securities are directly owned by Plaisance SPV I, LLC and by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be indirectly beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that either of them are the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.