Filing Details
- Accession Number:
- 0001209191-20-043249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-21 19:50:34
- Reporting Period:
- 2020-03-24
- Accepted Time:
- 2020-07-21 19:50:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567874 | (Raghu) Rangarajan Raghuram | 3401 Hillview Avenue Palo Alto CA 94304 | Coo, Products & Cloud Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-03-24 | 62,500 | $0.00 | 110,920 | No | 4 | G | Direct | |
Class A Common Stock | Acquisiton | 2020-07-01 | 62,500 | $154.53 | 173,420 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2020-07-17 | 26,817 | $80.25 | 200,237 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-07-17 | 26,817 | $139.62 | 173,420 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2020-07-17 | 26,817 | $0.00 | 26,817 | $80.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 62,500 | Indirect | by GRAT |
Footnotes
- On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and his spouse is the annuitant (the "Spouse's "GRAT"). Thereafter, on July 1, 2020, 62,500 shares were transferred from the Spouse's GRAT to the reporting person and replaced in the Spouse's GRAT by property of equal value.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $139.62 through $139.72.
- On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and annuitant (the "GRAT").
- This option is fully vested.