Filing Details

Accession Number:
0000899243-20-019894
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-21 19:49:15
Reporting Period:
2020-07-21
Accepted Time:
2020-07-21 19:49:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807901 Pandion Therapeutics Inc. PAND () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015747 Joseph Lewis Cay House, Ep Taylor Drive N7776
Lyford Cay
New Providence C5
No No Yes No
1465836 Boxer Asset Management Inc. Cay House, Ep Taylor Drive N7776
Lyford Cay
New Providence C5
No No Yes No
1465837 Boxer Capital, Llc 11682 El Camino Real, Suite 320
San Diego CA 92130
No No Yes No
1465914 I. Aaron Davis 11682 El Camino Real, Suite 320
San Diego CA 92130
No No Yes No
1468223 Mva Investors, Llc 11682 El Camino Real, Suite 320
San Diego CA 92130
No No Yes No
1642355 Ltd. Braslyn Cay House, Ep Taylor Drive N7776
Lyford Cay
New Providence C5
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-21 1,385,291 $0.00 1,385,291 No 4 C Direct
Common Stock Acquisiton 2020-07-21 23,622 $0.00 23,622 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-07-21 722,222 $18.00 2,107,513 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect See footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-07-21 7,064,136 $0.00 1,385,291 $0.00
Common Stock Series B Preferred Stock Disposition 2020-07-21 120,460 $0.00 23,622 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
Footnotes
  1. The Series B Preferred Stock converted into Common Stock on a 5.0994-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Braslyn Ltd. ("Braslyn"), (iv) Joseph C. Lewis, (v) MVA Investors, LLC ("MVA Investors") and (vi) Aaron I. Davis (collectively, the "Boxer Group"), and indirectly by Boxer Management and Joseph C. Lewis by virtue of their ownership in Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
  3. These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.