Filing Details
- Accession Number:
- 0000899243-20-019894
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-21 19:49:15
- Reporting Period:
- 2020-07-21
- Accepted Time:
- 2020-07-21 19:49:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1807901 | Pandion Therapeutics Inc. | PAND | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015747 | Joseph Lewis | Cay House, Ep Taylor Drive N7776 Lyford Cay New Providence C5 | No | No | Yes | No | |
1465836 | Boxer Asset Management Inc. | Cay House, Ep Taylor Drive N7776 Lyford Cay New Providence C5 | No | No | Yes | No | |
1465837 | Boxer Capital, Llc | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1465914 | I. Aaron Davis | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1468223 | Mva Investors, Llc | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1642355 | Ltd. Braslyn | Cay House, Ep Taylor Drive N7776 Lyford Cay New Providence C5 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-21 | 1,385,291 | $0.00 | 1,385,291 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-07-21 | 23,622 | $0.00 | 23,622 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-07-21 | 722,222 | $18.00 | 2,107,513 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-07-21 | 7,064,136 | $0.00 | 1,385,291 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-07-21 | 120,460 | $0.00 | 23,622 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Preferred Stock converted into Common Stock on a 5.0994-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Boxer Capital, (ii) Boxer Asset Management Inc. ("Boxer Management"), (iii) Braslyn Ltd. ("Braslyn"), (iv) Joseph C. Lewis, (v) MVA Investors, LLC ("MVA Investors") and (vi) Aaron I. Davis (collectively, the "Boxer Group"), and indirectly by Boxer Management and Joseph C. Lewis by virtue of their ownership in Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.