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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1251769	Apollo Endosurgery Inc.	APEN	Surgical & Medical Instruments & Apparatus (3841)	161630142

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1372218	Cpmg Inc	2000 Mckinney Ave., Ste 2125 Dallas TX 75201		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-07-17	180,000	$1.25	477,120	No	4	P	Indirect	By Curlew Fund, LP
Class A Common Stock	Acquisiton	2020-07-17	400,000	$1.25	415,244	No	4	P	Indirect	By Killdeer Fund, LP
Class A Common Stock	Acquisiton	2020-07-17	1,200,000	$1.25	1,707,208	No	4	P	Indirect	By Roadrunner Fund, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Curlew Fund, LP
No	4	P	Indirect	By Killdeer Fund, LP
No	4	P	Indirect	By Roadrunner Fund, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	45,594	Indirect	By Crested Crane, LP
Class A Common Stock	63,671	Indirect	By Kestrel Fund, LP
Class A Common Stock	400,675	Indirect	By Mallard Fund, LP

Footnotes

The Reporting Person is the investment manager of each of: Crested Crane, LP; Curlew Fund, LP; Kestrel Fund, LP; Mallard Fund, LP; Roadrunner Fund, LP; and Killdeer Fund, LP. The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These shares were acquired directly from the Issuer pursuant to a securities purchase agreement dated as of July 17, 2020.