Filing Details
- Accession Number:
- 0001140361-11-019351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-30 13:05:24
- Reporting Period:
- 2011-03-28
- Filing Date:
- 2011-03-30
- Accepted Time:
- 2011-03-30 13:05:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60714 | Lsb Industries Inc | LXU | Industrial Inorganic Chemicals (2810) | 731015226 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260292 | Md C Robert Brown | 16 South Pennsylvania Avenue Oklahoma City OK 73107 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-28 | 10,000 | $40.00 | 21,160 | No | 4 | S | Indirect | By Trust and Spouse's Trust |
Common Stock | Disposition | 2011-03-28 | 10,000 | $40.00 | 40,727 | No | 4 | S | Indirect | By Robert C. Brown, M.D., Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust and Spouse's Trust |
No | 4 | S | Indirect | By Robert C. Brown, M.D., Inc. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option | $7.86 | 2018-11-13 | 5,000 | 5,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-13 | 5,000 | 5,000 | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 sales plan, dated March 10, 2011. These shares are held in a joint account owned by the Robert C. Brown Revocable Trust, DTD 08/27/99, of which the reporting person is settlor and trustee and the Zelda F. Brown Revocable Trust, DTD 08/27/99, of which the reporting person's spouse is settlor and trustee.
- These shares were sold pursuant to a Rule 10b5-1 sales plan, dated March 10, 2011.
- Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan. The NQSO is for a term of ten years from November 13, 2008, the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six.