Filing Details
- Accession Number:
- 0001213900-20-018025
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-07-21 06:03:33
- Reporting Period:
- 2019-04-30
- Accepted Time:
- 2020-07-21 06:03:33
- Original Submission Date:
- 2020-07-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1713539 | Kaixin Auto Holdings | KXIN | Retail-Auto Dealers & Gasoline Stations (5500) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720332 | Fund Value Shareholder | C/O Maples Corporate Services Limited Ugland House, South Church St Po Box 309 George Town, Grand Cayman E9 KY1 1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-04-30 | 5,119,571 | $1.32 | 5,119,571 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2020-07-06 | 4,213,629 | $1.00 | 9,413,200 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Warrants | Acquisiton | 2019-04-30 | 263,863 | $11.50 | 263,863 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 263,863 | 2019-04-30 | 2024-04-30 | No | 4 | P | Direct |
Billionaire Hedge Funds
