Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001673431-20-000046)

Filing Details

Accession Number:: 0001673431-20-000046
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-07-17 18:32:22
Reporting Period:: 2020-07-16

Accepted Time:: 2020-07-17 18:32:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878932	Equus Total Return Inc.	EQS	()	760345915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493030	A. John Hardy	C/O Equus Total Return, Inc. 700 Louisiana St. 48Th Floor Houston TX 77002	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-07-16	3,228,024	$1.17	3,728,024	No	4	P	Indirect	I

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	I

Footnotes

Represents 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person. Also represents 500,000 shares held directly by the Reporting Person. This form is being filed jointly by Benton Capital Inc. and the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc.