Filing Details
- Accession Number:
- 0001209191-20-042864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-17 16:37:47
- Reporting Period:
- 2020-07-15
- Accepted Time:
- 2020-07-17 16:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634774 | Darren Robert Lee | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Evp/Gm Compliance/Digital Risk | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-15 | 266 | $50.93 | 3,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-15 | 1,300 | $117.24 | 1,874 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-15 | 422 | $116.64 | 1,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2020-07-15 | 266 | $0.00 | 266 | $50.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 266 | 2026-04-08 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
- Represents the weighted average sale price. The lowest price at which shares were sold was $117.04 and the highest price at which shares were sold was $117.644. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
- Represents the weighted average sale price. The lowest price at which shares were sold was $116.02 and the highest price at which shares were sold was $116.98.
- The stock option is fully vested.
Billionaire Hedge Funds
