Filing Details
- Accession Number:
- 0001091667-20-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-17 16:31:45
- Reporting Period:
- 2020-07-15
- Accepted Time:
- 2020-07-17 16:31:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359115 | D Kevin Howard | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Cao/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-07-15 | 8,374 | $150.88 | 12,081 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-15 | 5,009 | $550.04 | 7,072 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2020-07-15 | 6,030 | $60.96 | 13,102 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-15 | 3,060 | $550.04 | 10,042 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2020-07-15 | 7,711 | $175.76 | 17,753 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-15 | 4,805 | $550.04 | 12,948 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2020-07-15 | 9,241 | $550.03 | 3,707 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options | Disposition | 2020-07-15 | 8,374 | $150.88 | 8,374 | $150.88 |
| Class A Common Stock | Stock Options | Disposition | 2020-07-15 | 6,030 | $60.96 | 6,030 | $60.96 |
| Class A Common Stock | Stock Options | Disposition | 2020-07-15 | 7,711 | $175.76 | 7,711 | $175.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-15 | 2024-01-15 | No | 4 | M | Direct |
| 0 | 2021-04-26 | No | 4 | M | Direct | |
| 0 | 2018-01-15 | 2025-01-15 | No | 4 | M | Direct |
Footnotes
- Stock Options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.
- Withholding of securities for the purpose of paying the exercise price and paying taxes.
- Stock Options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The reporting person was granted 18,084 stock options 25% to vest in four equal installments on each of the first four anniversaries of 4/26/2011.
- Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018.
- Executed pursuant to a 10b5-1 plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.67 to $550.2150, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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